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Hong Kong SFC Licenses

The Securities and Futures Commission ("SFC") is the regulator empowered by the Securities and Futures Ordinance ("SFO") to oversee the regulated activities in the securities and futures markets in Hong Kong. Under the Hong Kong's regulatory regime, companies and individuals that intended to carry on the following 10 types of regulated activities in Hong Kong are required to apply for the appropriate type of SFC license unless a specific exemption is applicable. Depending on the nature of the business, one or more SFC license(s) should be applied to conduct the proposed regulated activities.


How Lion can assist Hong Kong SFC Licenses

We assist asset and wealth manager to obtain relevant licenses from the SFC prior to the commencement of any regulated activities in Hong Kong. Lion aims to provide management of these entities with advice and support to help them navigate through the license application process in an efficient and effective manner.

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